Business Law
| Whistleblowers Under the Safe Drinking Water Act |
|
| The Safe Drinking Water Act provides protection for whistleblower-employees who file claims under the statute. More... |
|
|
| Securities Law |
|
| (An Outline of Federal Securities Laws) More... |
|
|
| Securities Law> Additional Offerings, Disclosure & the Securities Exchange Act of 1934> Issuer Reports & Recordkeeping |
|
| (Fair Disclosure Requirements for Public Companies) More... |
|
|
| The Intrastate Offering Exemption from SEC Registration Requirements |
|
| Securities may be sold without first being registered with the Securities and Exchange Commission if one of several exemptions applies. An exemption does not allow the use of any false or misleading statements in the offer or sale of the securities, and the offering may still be subject to requirements under state laws. However, if an exemption is applicable, then the expense and burden of the initial registration and periodic reporting of substantial information about the company may be avoided. More... |
|
|
| Breakpoints in Mutual Fund Charges |
|
| Mutual funds may offer "breakpoints" in their front-end sales load. Thus, a fund that charges a fee of five percent for investments up to $25,000 may charge only four percent for investments from $25,000 to $50,000 and three percent for investments over $50,000. The fund has breakpoints at $25,000 and $50,000. More... |
|
|